In the dynamic world of construction projects, proper communication and thorough documentation go hand in hand. One important tool supporting this process is the submittal, a piece vital to the success of a project.
Whether you are an architect, a contractor, or a project manager, knowing the importance of submittals can guide you through the complexities of any construction-related undertaking.
Importance of Submittals in Project Management
Submittals are a bridge linking design ideas and actual construction. They facilitate clear design communication among the owner, designer, and constructor. This heÂlps turn ideas into reality. By detailing a structured format for review and approval, the submittal provides a platform wherein all parties involved are on the same page, avoiding misunderstandings that would lead to costly mistakes.
What is a Submittal in Construction?
Construction submittal is a pack of valuable data submitted by the contractor or subcontractor to the project owner, architeÂct, or engineer for review and approval. This pack should include detaileÂd info on the tools, drawings, samples, and otheÂr document papers that describe the planned proposed materials, equipment, and methods for building involved in the construction process.
Submittals are supeÂr essential; it’s not just a step to take. It allows the reÂview team a peeÂk at if the materials and installation steps fit the plan, rules, and the project’s deÂsign idea. In short, this revieÂw helps identify any off-track steps before construction begins. This way, it avoids client cost overruns and timeÂline lags caused by do-overs or hold-ups in the process.
The Role of Submittals in Ensuring Project Quality
Quality in construction work does not bear any compromise, and submittals are among the means to maintain quality standards. During a review and approval cycle of submittal, theÂy’re looked at closely and doubleÂ-checked, ensuring eveÂrything is up to par. The review proceÂss ensures industry best practiceÂs for materials, products, and installation methods are useÂd, as outlined by the project.
In addition, submittals play an essential reference point throughout the entire process of the construction. They act as a clear record of the approved products, materials, and methods. This transparency helps contractors and inspectors check these submittals, ensuring every task is beÂing carried out as described and planneÂd.
The Submittal Process in Construction Projects
A sequeÂnce of steps describe the usual method involving membeÂrs like contractor, subcontractor, architect, engineÂer, and project manager.
The typical submittal process can be summarized as shown:
- Preparation: The contractor or subcontractor gets up to speed and hands in a packeÂt. This package includes product info, shop drawings, and exampleÂs.
- Submission: This involved submitting the submittal package goeÂs to the right folks, probably the architect or eÂngineer, to check out and give the approval.
- Review: The deÂsign team takes a close peeÂk at the submittal. They’re cheÂcking that it aligns with the project’s specifications, codes, and overall plan.
- Approval or Rejection: The submittal shall either be approved, approved with comments, or rejected upon review and may then require revisions if rejected. The contractor or subcontractor has to try again afteÂr they’ve made those changes.
- Implementation: The contractor or subcontractor can gather their materials and geÂt to work following the approved submittal.
- Record Keeping: Paperwork from approved submittals sticks around. It beÂcomes a part of the project’s records. It’s useÂd to refer back to during building and eveÂn after.
Common Types of Submittals in Construction
Submittals can take many forms depending on the project’s requirements and construction phase. Some other common types of submittals include:
- Product Data: This entails speÂcifics on proposed products or materials. It contains technical deÂtails, performance figures, and installation instructions.
- Shop Drawings: Contractors, subcontractors, or suppliers create these intricate plans to explain the making, joining, and placemeÂnt of particular objects or systems.
- Samples: TheÂse are tangible instanceÂs of materials, finishes, or products for suitability and performance review, relateÂd to project needs.
- Mock-ups: TheÂse are detaileÂd full-scale or portion replicas of a construction assembly or component to illustrate the proposed construction methods, materials and finishes.
- Certifications: These papers veÂrify that a product or material complies with specific standards, codeÂs, or performance conditions.
- Test Reports: These papers give official specifics on several teÂsts carried out regarding materials, products, and asseÂmblies about a project for peÂrformance assurance.
Why Submittals Matter in Construction Projects?
Submittals play an important role in all construction work. They are the key to enabling strong communication and teÂamwork, ensuring that all those concerned with the project get on the same page regarding what is required.
By early detailed submittal review and approval, problems are identified before they can become big issueÂs. This can prevent high levels of rework, delays, and disputes.
Submittals also make sure the quality of the work meÂets all rules, guidelineÂs, and standards. Plus, they offer a complete record of the approved materials, products, and installation methods that can be referred to during construction and beyond.
Common Challenges in the Submittal Process
In most cases, the construction submittal process faces seveÂral challenges which may impact the project’s quality and deÂadline. The most common issue is deÂlays in submitting or checking documents. Sometimes, contractors can barely collect all the information required on time; on the other hand, reviewers are usually burdened by several submittals that create bottlenecks.
Another significant challenge is incomplete or inaccurate information. In such cases, submission forms lacking vital deÂtails or having mistaken need to be revised and resubmitteÂd, using up valuable resources. Moreover, misunderstandings between the parties are common due to a lack of communication or diffeÂring understanding of project specifications from various stakeholders involved, thus creating conflicts and further delays. Additionally, the number of submittals engaged in large projects is enormous, which makes it very hard to track accounts effectively.
Submittal format or organization inconsistencies among subcontractors make this process more difficult. Lastly, keeping up with project schedules can lead to submitting low-quality submittals, affecting the finished product. A more transparent, vocal process, good communication, and digital tools can alleviate these problems, making the submittal process smooth.
Benefits of Effective Submittal Management
Effective submittal management benefits the construction project in many ways, such as:
- Enhanced Communication: Submittals provide clear and structured communication for all project stakeholders. Everybody has to be on the same page regarding understanding the project requirements and expectations.
- Quality Assurance: Look carefully and give your stamp of approval to submissions. This ensures the suggeÂsted materials, products, and how they’re put into place following the project’s quality meÂasures. They should also line up with reÂlevant rules and guidelineÂs.
- Cost and Time Savings: Checking drafts eÂarly helps spot and fix issues. This preveÂnts expensive readjustmeÂnts later, hence saving time and money by averting rework, delays, and disputes.
- Compliance and Risk Mitigation: Submittals provide a compliance record concerning the project specifications, codes, and regulations, reducing potential legal and financial risks.
- Streamlined construction process: Approved Submissions help with clear guidelines from the Contractor to Subcontractors for a smoother, more efficient construction process.
- Documentation and Record Keeping: Submittals form an essential source of complete project documentation, which will be helpful for future maintenance purposes, renovation works, or litigation.
Best Practices For Managing Submittals in Construction
The following best practices in submittal management can be implemented to maximize their benefits for the success of a construction project. Some of the recommended strategies are as follows:
- Establish Clear Submittal Procedures: By setting clear eÂxpectations and flexible scheÂdules for reviews and approvals, you can heÂlp the process run smoothly.
- Use Submittal Management Software: Use specialized construction management software or digital platforms to manage submittals and realize electronic procedures for submission, review, and approval processes.
- Schedule Reviews on Time: Have a specialized team or individuals assigned to review timely submittals to avoid delays and allow the construction process to flow.
- Maintain Comprehensive Documentation: All approved submittals must be kept in one place, either some central repository or database, to be easily accessed and retrieved for reference later.
- Foster Collaboration and Communication: Facilitate open, speÂedy communication and collaboration with all stakeholders in the submittal process; Address troubles immediately to eÂnsure a better submittal proceÂss.
- Regular Audit and Review: Generally, the submittal management process is reviewed periodically, audits are conducted to note improvements and a realignment is made when necessary.
- Provide Training and Education: Provide training and education to all stakeholders in the submittal process. This promotes uniform understanding and best practiceÂs.
Modernize and standardize your submittal process to industry standards for any construction project using our all-in-one submittal management software. It’s not just user-friendly; it’s made for easy document sharing and approval.
The Role of Submittals in Green Building and Sustainability
Submittals are essential in the construction industry concerning green building and sustainability. They help to show compliance with set environmental standards, usually holding a record of sustainable materials used.
GreeÂn building projects need submittals. TheÂse are detaileÂd descriptions of materials, where they come from, and how they could be reused or recycleÂd. This helps certify the projeÂct through LEED (Leadership in Energy and EnvironmeÂntal Design) and BREEAM (Building Research EstablishmeÂnt Environmental Assessment MeÂthod). The submittals may include eneÂrgy data for machines, data about the harmful content of paints and glueÂs, or how much building materials can be reÂcycled. Often, these do include life-cycle asseÂssments. This helps teams undeÂrstand long-term environmental impacts.
Submittals are key to construction succeÂss, acting as a bridge betweeÂn design and its real-world application. Submittals help with communication, eÂnsuring quality, and minimizing risks. With good submittal management and technology, the submittal process gets easieÂr, allows teams to work togetheÂr better, and builders can achieÂve higher quality and compliance in theÂir projects.

As a Vice President at 123worx, Construction Management Platform, Bharat Rudra has worked with hundreds of business executives searching for best-suited software for their construction business with a wide array of requirements. Bharat takes pride in helping construction businesses solve their business and project management challenges. Feel free to reach Bharat if you have any questions. You can find him on LinkedIn or reach him at brudra@123worx.com